# Utah Divorce Subpoena: Securities Firms | Brown Family Law

We’re getting pretty close the end of sample subpoena requests.

I haven’t really saved the best for last, honestly. You don’t normally have to subpoena documents from securities firms (i.e., companies that sell stocks and bond and the like). However, if you do because you or your spouse own quite a lot of securities, this request will get you what you need.

****Subpoena****

Here you go:

All documents relating to any and all securities transactions in the name(s) of XXXX and/or in under the account number(s) of (account numbers), from XXXX XX, XXXX through present/from XXXX XX, XXXX to XXXX XX,XXXX, including:

1. Account statements for all investment and retirement accounts, including:
  1. Cash accounts
  2. Margin accounts
  3. Mutual fund accounts
  4. Limited partnership accounts
  5. I.R.A. accounts
  6. Keogh accounts
  7. 401(k) accounts
  8. 403(b) or 403(a) accounts
  9. 527 accounts
  10. Annuity accounts
  11. Cash management accounts
2. Applications to open accounts
3. Cash received and delivered blotters
4. Confirmation slips
5. Corporate board/partnership resolutions
6. CTRs and CMIRs
7. Customer correspondence files
8. Payment receipts (currency/check/wire/securities)
9. Securities position records
10. Stock certificate or bonds
11. Stock delivery receipts
12. All other information and documents regarding the named individuals or entities not specifically requested above

Divorce Subpoena Blog Posts:    [![Utah Divorce Subpoena: Financial Institutions - Corporations](https://www.brownfamilylaw.com/wp-content/uploads/utah-divorce-subpoena-financial-institutions-corporations-300x200.jpg)](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-financial-institutions-corporations/)

### [Utah Divorce Subpoena: Financial Institutions - Corporations](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-financial-institutions-corporations/)

This subpoena request is a bit more esoteric than the ones I've provided previously. This one deal with financial

[![Utah Divorce Subpoena: Financial Institutions - Banks & Credit Unions](https://www.brownfamilylaw.com/wp-content/uploads/utah-divorce-subpoena-financial-institutions-banks-credit-unions-300x200.jpg)](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-financial-institutions-banks-credit-unions/)

### [Utah Divorce Subpoena: Financial Institutions - Banks & Credit Unions](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-financial-institutions-banks-credit-unions/)

Getting documents from financial institutions is ultra-important in divorce cases. Unfortunately, getting those

[![Utah Divorce Subpoena: HIPAA Release for Medical Records](https://www.brownfamilylaw.com/wp-content/uploads/utah-divorce-subpoena-hipaa-release-for-medical-records-300x200.jpg)](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-hipaa-release-for-medical-records/)

### [Utah Divorce Subpoena: HIPAA Release for Medical Records](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-hipaa-release-for-medical-records/)

Subpoenas can be cumbersome. Sometimes, doctors and psychologists don't like to provide medical records without a

[![Utah Divorce Subpoena: Subpoena to Appear for Testimony](https://www.brownfamilylaw.com/wp-content/uploads/utah-divorce-subpoena-subpoena-to-appear-for-testimony-300x169.jpg)](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-subpoena-to-appear-for-testimony/)

### [Utah Divorce Subpoena: Subpoena to Appear for Testimony](https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-subpoena-to-appear-for-testimony/)

I've been posting recently about specific subpoena record requests. Today, I thought I'd change things up a little and

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Source: https://www.brownfamilylaw.com/blog/utah-divorce-subpoena-securities-firms/