Utah Divorce Subpoena: Securities Firms

We’re getting pretty close the end of sample subpoena requests.

I haven’t really saved the best for last, honestly. You don’t normally have to subpoena documents from securities firms (i.e., companies that sell stocks and bond and the like). However, if you do because you or your spouse own quite a lot of securities, this request will get you what you need.

Subpoena

Here you go:

All documents relating to any and all securities transactions in the name(s) of XXXX and/or in under the account number(s) of (account numbers), from XXXX XX, XXXX through present/from XXXX XX, XXXX to XXXX XX,XXXX, including:

  1. Account statements for all investment and retirement accounts, including:
    1. Cash accounts
    2. Margin accounts
    3. Mutual fund accounts
    4. Limited partnership accounts
    5. I.R.A. accounts
    6. Keogh accounts
    7. 401(k) accounts
    8. 403(b) or 403(a) accounts
    9. 527 accounts
    10. Annuity accounts
    11. Cash management accounts
  2. Applications to open accounts
  3. Cash received and delivered blotters
  4. Confirmation slips
  5. Corporate board/partnership resolutions
  6. CTRs and CMIRs
  7. Customer correspondence files
  8. Payment receipts (currency/check/wire/securities)
  9. Securities position records
  10. Stock certificate or bonds
  11. Stock delivery receipts
  12. All other information and documents regarding the named individuals or entities not specifically requested above
Protect Your Money And Your Family

We remove fear associated with divorce, protect your money & maximize time with your kids!

We're here to help. Let's determine your best options.

Call Us 24//7 at 801-685-9999 to Speak with a Live Representative

Utah Divorce FAQs
Top 100 Divorce Blog
What Clients Are Saying…
BrownLaw icon
Excellent
Brown Family Law
Based on 946 reviews
Jennifer and Dani did a wonderful job handling my case. The communication and accessibility were top notch.
Brown Family Law is very professional. They use their phenomenal expertise to manage every case with care. I would highly recommend them.
Response from the owner:Thank you, Kim. Glad we could help.
Very thorough and on top of dates and timing for various documents.
My attorney Andrew Christensen was great! He was very helpful while being realistic and upfront with me at the initial consultation. He did a great job of guiding me and answering any questions I had throughout the whole process. My paralegal Carren Leavitt was also very helpful. I appreciated her weekly check-ins, for the aid she provided, and the questions answered.
Clay Randle provided exceptional support and counsel. He was patient, knowledgeable, and thoughtfully addressed my many questions and concerns. Thank you very much!
Paul and Dani were incredibly communicative, educational, willing to work with our unique circumstances, and took the whole process from complicated and overwhelming to simple. Highly recommend!!
Nathaniel was very personable and listened. He is also incredibly knowledgeable, effective, and efficient. Brown Family Law is a pinnacle of law firms.
I highly recommend Nathaniel Garrabrandt and Brown Family Law. If you are going through a divorce and your parental rights are being falsely challenged they are a great option. Nathaniel and Brown family law are professional, very knowledgeable, and know how to navigate within the broken and biased Utah family law court system. They were highly communicative throughout the process. They can potentially save you a lot of time and money if lawfare is being waged against you.
Could not help with my case but referred me to someone who could .
Clay Randle was great and I would highly recommend him for an attorney.
yH5BAEAAAAALAAAAAABAAEAAAIBRAA7

Categories

Related Posts